What we build, and who we build it for.
Software shaped to your process, running where you can supervise it.
What we design and build.
Internal AI Assistants
Assistants that work over your firm’s own knowledge, tuned to your terminology, your documents, and your way of working, not a generic chatbot bolted onto the side.
Research & Diligence Tools
Systems that speed up the reading, gathering, and synthesis behind diligence and research, without cutting the corners a regulator would notice.
Client Service Automation
Automation for the repetitive client-facing work — prep, follow-up, routine correspondence — that keeps the human in the loop where it counts.
Knowledge & Document Systems
Turning your deals, memos, and files into something AI can actually reason over, securely and with your access controls intact.
Workflow & Integration Systems
The connective tissue: linking your tools, data, and systems so work moves without manual copy-paste between apps.
Pilots & Proofs of Concept
A contained first project — a landing zone with governance built in — to prove value and trust before you expand.
Buy, configure, or build. We’ll tell you which.
Not everything should be custom. The right answer depends on how specific the need is, how much it touches your proprietary context, and what it costs you over time. We give you a straight recommendation, including when the answer is “keep what you have.”
When a mature off-the-shelf tool fits the need, you shouldn’t be paying to rebuild it. We help you choose and deploy it well.
Often the right move is an existing platform, shaped and integrated to fit how your firm actually works.
When the need is specific to your process or your proprietary context, and AI has made building realistic, a custom system is often the better long-term value.
Built for regulated financial firms.
Different corners of finance answer to different regulators, and each rulebook shapes what you can safely build with AI. Here’s who we work with, and what that means for the systems.
Investment Banks
Broker-dealers under FINRA and SEC oversight. Communications supervision and recordkeeping rules mean anything AI drafts, summarizes, or sends has to be capturable and reviewable — so we build those controls in from the start rather than bolting them on after.
M&A Advisors
Regulatory footing varies: some are registered broker-dealers under FINRA, others operate under the federal M&A broker exemption. Either way, diligence moves fast and the audit trail can’t be an afterthought, so we build synthesis tools that keep provenance intact.
Wealth Managers & RIAs
Registered investment advisers under the SEC or state securities regulators, bound by fiduciary duty and the SEC Marketing Rule. That shapes what client-facing AI can say and promise, so we design automation that stays inside those lines while still saving real time.
Private Equity & Search Funds
Often SEC-registered advisers or exempt reporting advisers, working constantly with material non-public information. Systems that reason across past and live deals have to respect information barriers, so we build access controls and MNPI handling into the architecture.
Family Offices
Frequently structured to fall outside SEC registration under the family office exclusion. Here the driver isn’t an examiner, it’s privacy and control — so we build discreet systems where your data never leaves an environment you own.
Corporate Development
In-house deal teams, often inside public companies where Regulation FD, insider-trading controls, and MNPI handling all apply. We give them research and diligence capacity that respects those controls without adding headcount.